Descripción de la oferta
Regulatory Compliance Manager (Safeguarding) Revolut Cequelinos, Galicia, Spain
About Revolut
People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products — including spending, saving, investing, exchanging, travelling, and more — help our 75+ million customers get more from their money every day.
As we continue our lightning-fast growth, 2 things are essential to our success: our people and our culture. In recognition of our outstanding employee experience, we've been certified as a Great Place to Work™. So far, we have 13,000+ people working around the world, from our offices and remotely, to help us achieve our mission. And we're looking for more brilliant people. People who love building great products, redefining success, and turning the complexity of a chaotic world into the simplicity of a beautiful solution.
About the role
Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. In a fast-moving, digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk.
We’re looking for a Regulatory Compliance Manager to advise on client asset protection and safeguarding topics. You'll also support with establishing and monitoring related controls.
Up to shape what's next in finance? Let’s get in touch.
What you'll be doing
Designing, developing, and implementing efficient control processes to ensure compliance with client asset protection requirements
Providing technical advice on safeguarding compliance to business and support functions, while promoting regulatory awareness throughout the firm
Interpreting and providing guidance on the application of safeguarding regulations to products and services
Supporting the Client Assets Oversight Officer with risk management and governance
Reviewing the output of the client money and custody asset reconciliations, and producing respective effectiveness reports
Coordinating and managing internal and external audits and reviews related to safeguarding compliance
What you'll need
3+ years of experience in a safeguarding management role in an investment firm, consultancy, or regulator
In-depth knowledge of Delegated Directive (EU) 2017/593 and MiFID II
An understanding of the regulatory requirements applicable to client asset protection and reconciliations
Experience managing control processes within a financial services firm, including knowledge of front-to-back office trade flows
The ability to work well under pressure, manage multiple projects simultaneously, and meet tight deadlines
Excellent analytical and data interpretation skills, with the ability to identify and mitigate regulatory risks
Experience conducting safeguarding gap analysis, supporting policy creation and implementation
A willingness to continuously develop and improve your expertise
Nice to have
A professional certificate/diploma in compliance
A degree in economics or finance
Experience with SQL and data analysis to support reconciliation processes and compliance reporting
Exposure to regulatory audits and interaction with regulatory bodies
Building a global financial super app isn’t enough. Our Revoluters are a priority, and that’s why in 2021 we launched our inaugural D&I Framework, designed to help us thrive and grow everyday. We're not just doing this because it's the right thing to do. We’re doing it because we know that seeking out diverse talent and creating an inclusive workplace is the way to create exceptional, innovative products and services for our customers. That’s why we encourage applications from people with diverse backgrounds and experiences to join this multicultural, hard-working team.
Regulatory Compliance Manager (Safeguarding) Cequelinos, Galicia, Spain
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